Broker Check

CCAN Provides Administrative Services for all Team Members

CapitalCrest Advisor NetworkTM (CCAN) has been established as an Office of Supervisory Jurisdiction (OSJ) headquartered in the state of Georgia for the purpose of supporting independent tax professionals providing wealth planning services and products to their tax clients nationwide.  In this effort, CCAN has undertaken policies, procedures and responsibilities designed to protect the integrity of CCAN, its advisors and their clients.  Greater detail regarding these policies, procedures and responsibilities have been published by its broker/dealer, Cambridge Investment Research, Inc., a copy of which will be provided upon request.

CCAN is committed to supporting its advisors’ daily administrative activities to insure that they run as smooth and error free as possible.  That commitment includes:

  • review and approval of all product applications, paperwork and daily transactions
  • help in developing sales and advertisement literature, review of final versions and submittal for approval
  • review of incoming and outgoing correspondence and statements in order to meet Compliance requirements
  • review of active accounts and the completion of annual audits of advisors’ wealth planning businesses